PAT - Capsules Under Control

Valicare GmbH
Dr. Torsten Schmidt-Bader

By Dr. Torsten Schmidt-Bader, Operations Manager Europe, Valicare GmbH

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PAT means "Process Analytical Technology" and was launched as a FDA initiative in 2002. PAT is a system for better understanding and control of the pharmaceutical production processes.

The initiative

FDA’s vision is risk based monitoring of processes, e.g. by intelligent sensors in closed loops, and GMP compliant documented control routines including real time release.

The initiative is part of FDA activities for drug quality increase in this decade (“A Risk-Based Approach to Pharmaceutical Current Good Manufacturing Practices (cGMP) for the 21st Century”, September 2002).

Process Analytical Technology

The final FDA guidance “PAT – A Framework for Innovative Pharmaceutical Development, Manufacturing, and Quality Assurance” issued on September 2004 describes a new approach of pharmaceutical production and quality control.

Most important for PAT implementation is process understanding and efficient control of the pharmaceutical production process. The pharmaceutical industry has grown increasingly intrigued with the promise of Process Analytical Technology.

Industry is encouraged achieving higher levels of drug quality, regulatory assurance, and manufacturing efficiency.

PAT is defined as a system for designing, analyzing, and controlling manufacturing processes through timely measurements of critical quality and performance attributes of raw and in-process materials with the goal of ensuring final product quality.

FDA’s organisational basis for PAT promotion and support consists of PAT Subcommittee, Steering Committee, several PAT Inspection Teams as well as PAT Research Team and the Policy Development Office.

A classical PAT approach is firstly to analyse the processes in manufacturing. The identification of critical control points and critical to quality attributes is prerequisite. PAT tools such as innovative analysers or sensors have to explored.

The second step is to develop appropriate statistical methods for process capability calculation, calibration models or design of experiments (DoE). The impact of different parameters can be calculated on statistical basis and have to be shown in experimental studies.

Once the impact of input variables and control parameters has been determined, analytical instrumentation, data management and process specifications should be chosen. If possible, in- and on-line process controls shall be implemented. At-line testing is not the best way of checking quality attributes, but is better than sampling and off-line testing in a laboratory.

The last step is to develop robust manufacturing processes, which are monitored and controlled under routine conditions by intelligent sensors, assessed by (often) statistical calculations and released by trained personnel such as qualified persons dealing with production, quality and regulatory concerns.

Process Analytical Technology

Introducing a PAT philosophy into a companies corporate culture would mean a change of the management system with the need of measuring the capability of any process. The final benefit is the highest quality that reaches near perfection.

The integration of the new PAT guidance in the world of machine supplier and the pharmaceutical industries will be step by step. It’s a developing process of understanding, acceptance and realisation.

Quality today
"Documented"

  • test 30 tablets of 1 batch
  • final product quality
    dissolution, content uniformity, impurities, hardness
    detection of failures: depends
  • process information: none
  • facilitating process understanding: no

PAT step 1
"Novel technology"

  • test every tablet
  • final product quality focused
  • no root cause analysis
  • detection of variability
  • process information: none
  • facilitating process understanding: no

PAT step 2
"Quality by design"

  • Process attributes
  • critical to quality
    parameters by experimental design
  • analyse: appropriate
  • control: feed-forward / feed backward with real-time control tools to adjust process

Process security and high efficiency in encapsulation are constant topics of conversation at capsule filler supplier. New Process Analytical Technology (PAT) solutions, which are an FDA initiative, are also helping in the development of new technology in these areas.

In the development of capsule filling and checkweigher machinery, machine designer constantly work on improvements concerning the quality of the encapsulation process and the analysis of process-critical parameters. Results are immediately realized on such machines. The most recent example is PAT.

The primary aim: understanding and controlling the process

Manufacturer`s strategy is to avoid quality-relevant influences wherever possible. If this is not possible, sources of faults must be identified and eliminated. To ensure the quality and release of the end product, relevant parameters are monitored and controlled.Process Analytical Technology

Avoidance: preliminary sorting of empty capsules offers the opportunity to remove poor quality capsules before they reach the filling process.

Downtimes are therefore minimized and a high degree of efficiency achieved. Compressed air and vacuum-monitoring units constantly check the required operating pressure to stop the machine before any malfunctions can arise in the production process.

Identification and elimination: Some capsule fillers have functions of automatic fault elimination, faults are quickly identified and effectively eliminated.

E.g. blockages in the capsule-infeed system or repeated instances of defective capsules are detected. Deformed capsules are then targeted and removed by air. In the closing process, incomplete capsules are identified, removed separately and do not advance to the next process.

Process Analytical TechnologyClosed Loop Control

The real thought of PAT is to detect faults of the process and to solve these in a closed loop. An example is weight feedback to the filling station. The weight of the capsule is accurately calculated using the capsule checkweigher. If the weight should drift, the amount of powder placed in the capsules is automatically reduced or increased by the capsule filler.

Monitor and controlProcess Analytical Technology

In addition to the filling weight, the accurate strength is an important attribute for the product release. Spectroscopy is used for measurements on this machine. The recorded quality data allows the immediate batch release.

The new PAT solutions contribute to a better product and improve process quality and efficiency. The immediate product release shortens the cycle time and increases the efficiency.

All expenditures to realise the though of PAT has the target and the gain to have customer benefits and improvements of product quality!

Benefits by using PAT tools for encapsulation processes:Process Analytical Technology

  • Increased final drug and right first time quality
  • Reduced risks by efficient risk management
  • Reduced cycle times and minimized production cost
  • Quality system built-in by decision
  • Growing process knowledge & understanding

Summary:

PAT goals: Increasing quality of drugs by…

  • understanding & controlling the manufacturing process
  • managing risks
  • getting rid of variability

Possible benefits for pharmaceutical industry:

  • improving efficiency & reducing costs
  • higher quality by real time quality assurance
  • time-to-market by real time release
  • better process understanding by monitoring of critical attributes
  • facilitating innovation & optimisation
Dr. Torsten Schmidt-Bader

Author Information - Dr. Torsten Schmidt-Bader

Operations Manager Europe

Responsible for:
GMP compliance, PAT and pharmaceutical processes

Qualifications:
Dr. Torsten Schmidt-Bader studied both pharmacy and food chemistry and is deeply adept
at public pharmacy and food & drug legislation. He has more than 10 years of experience
in GMP and EU directive regulated quality control & assurance of food and drugs. Since
2001 he is concerned with qualification and validation activities in pharmaceutical
manufacturing, analytical processes, auditing and risk assessment. Since 2002 he is
watching FDA´s PAT initiative and from 2004 until now he is supporting PAT topics for
Robert-Bosch-GmbH in customer projects with project management and marketing
activities for INTERPACK 2005 & ACHEMA 2006.
Experience:
1990 – 1995 Pharmacist in numerous public pharmacies (representative), legal and
marketing advisor for dietary supplement, Düsseldorf, Cologne, Munich
1995 – 2000 Laboratory Manager, quality assurance & quality control of food & drugs,
Practical: Central Institute of Medical Services, Bundeswehr, Berlin
1996 – 1998 Advanced training for pharmaceutical analytics
Apothekerkammer Berlin
1996 – 2001 Research Fellow at Institute for Pharmacy, Humboldt University of Berlin
and Institute for Spectroscopy and Spectrometry (ISAS), Berlin-Adlershof
2001 – 2002 Consultant for GMP upgrade & QM projects in the pharmaceutical / life
science industry, analytic consult, Bad Homburg
2002 - now Operations Manager Europe, qualification & validation of pharmaceutical
manufacturing processes & PAT projects, Valicare GmbH, Frankfurt/Main

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